Ethics Pledge

• We prioritize our clients’ interests and uphold our profession’s reputation.
   
• We provide honest, accurate representations of our qualifications and experience.
   
• We avoid exaggerating any product or investment’s potential returns or future value.
   
• We disclose all relevant features, risks, and potential impacts on investment performance.
   
• We recommend solutions based on suitability for current and future needs.
   
• We maintain strict confidentiality with any client information.
   
• We use reliable and compliant materials in presentations and advertising.
   
• We ensure clients receive copies of all essential documents.
   
• We refer clients to specialized professionals when necessary.*
   
• We commit to ongoing education to stay current on industry regulations.

*You are under no obligation to use the services of any of the entities referred, and may choose any qualified professional to provide tax, CPA, legal, real estate, insurance or trust services.  These entities and their services are not affiliated with LPL Financial and The Capital Advisory Group.